Operational risk - Toronto Centre

Technology Risk Management Guidelines. MAS guidelines to promote sound practices and processes to keep pace with emerging technologies and shifts in the cyber ... Resources   ClearSearch Advancedsearch 382records Norecords PrinciplesonOutsourcing IOSCOfinalreportonupdatedoutsourcingprinciples InternationalAssociationofSecuritiesCommissionsupdatedoutsourcingprinciplesforregulatedentitiesthatoutsourcetaskstoserviceprovides.Therevisedprinciplescompriseasetoffundamentalpreceptsandsevenprinciples.Thefundamentalpreceptscoverissuessuchasthedefinitionofoutsourcing,theassessmentofmaterialityandcriticality,theirapplicationtoaffiliates,thetreatmentofsub-contractingandoutsourcingonacross-borderbasis.  Publisher: GlobalStandard-SettingBodies    Releasedate: Oct2021     Type: Consultative,discussionandissuespaper Topics: Operationalrisk Sectors: Securities OperationalResilience:TheNextFrontierforSupervisors TCpodcastpresentsanoverviewofoperationalresilience TorontoCentrepodcastexplainshowsupervisorscanassessafinancialinstitution'soperationalresilienceaspartoftheirsupervisoryassessment,anddiscusseshowoperationalresiliencefitswithinarisk-basedsupervisoryapproach. Publisher: TorontoCentre    Releasedate: May2021     Type: TCVideos Topics: Operationalrisk Sectors: Banking,Insurance,Microfinance,Microinsurance,Pensions,Securities OperationalResilience:TheNextFrontierforSupervisors? TCNotepresentsanoverviewofoperationalresilience TorontoCentreNote:i)outlinesthedefinitionofoperationalresilience;ii)explainswhyoperationalresilienceisimportantforsupervisors;iii)describeshowsomesupervisorsarebeginningtotakeamoreoverarchingapproachtooperationalresilience;iv)showshowsupervisorscanassessafinancialinstitution'soperationalresilienceaspartoftheirsupervision;andv)discusseshowoperationalresiliencefitswithinarisk-basedsupervisoryapproach.  Publisher: TorontoCentre    Releasedate: Apr2021     Type: TCNotes Topics: Operationalrisk Sectors: Banking,Insurance,Microfinance,Microinsurance,Pensions,Securities PrinciplesforOperationalResilience BCBSpromotesprinciples-basedapproachtoimprovingoperationalresilience BaselCommitteeonBankingSupervisionpaperpromotesprinciples-basedapproachtoimprovingoperationalresilience.Itaimstostrengthenoperationalresiliencebyfurtheringinternationalengagementandseekstopromotegreatercross-sectoralcollaboration. Publisher: GlobalStandard-SettingBodies    Releasedate: Mar2021     Type: Consultative,discussionandissuespaper Peer: RevisionstothePrinciplesfortheSoundManagementofOperationalRisk Topics: Operationalrisk Sectors: Banking RevisionstothePrinciplesfortheSoundManagementofOperationalRisk BCBSpaperhighlightingevolutionofoperationalriskmanagementsince2003 BaselCommitteeonBankingSupervisionrevisedsoundpracticearticulatesprinciplesfromemergingindustrypracticesandsupervisoryexperience.Coversfiveoverarchingthemes:i)governance;ii)riskmanagement;iii)informationandcommunicationtechnology;iv)businesscontinuityplanning;andv) disclosure. Publisher: GlobalStandard-SettingBodies    Releasedate: Mar2021     Type: SoundPractice Peer: PrinciplesforOperationalResilience Topics: Operationalrisk Sectors: Banking,Insurance TechnologyRiskManagementGuidelines MASguidelinestopromotesoundpracticesandprocessestokeeppacewithemergingtechnologiesandshiftsinthecyberthreatlandscape MonetaryAuthorityofSingaporerevisedguidelines focusonaddressingtechnologyandcyberrisksinanenvironmentofgrowingusebyfinancialinstitutions(FIs)ofcloudtechnologies,applicationprogramminginterfaces,andrapidsoftwaredevelopment.TheguidelinesreinforcetheimportanceofincorporatingsecuritycontrolsaspartofFI'stechnologydevelopmentanddeliverylifecycle,aswellasinthedeploymentofemergingtechnologies.  Publisher: NationalRegulators    Releasedate: Jan2021     Type: Guideline Topics: Operationalrisk Sectors: Banking,Insurance ThePRA'sMethodologiesforSettingPillar2Capital PRApolicystatementonitsPillar2capitalrequirements UKPrudentialRegulatoryAuthoritystatementofpolicysetsoutthemethodologiesthatthePRAusestoinformthesettingofPillar2capitalforallPRA-regulatedbanks,buildingsocieties,designatedinvestmentfirmsandallPRA-approvedorPRA-designatedholdingcompanies.  Publisher: NationalRegulators    Releasedate: Dec2020     Country: UnitedKingdom Type: SupervisoryPractice Parent: CapitalRequirementsDirective-CRDIV,CapitalRequirements-CRDIV/CRR–FrequentlyAskedQuestions Peer: AssessingCapitalAdequacyUnderPillar2 Topics: Operationalrisk Sectors: Banking CloudComputing:IssuesforSupervisors TCNotediscussesbenefitsofcloudcomputing TorontoCentreNotecontraststheobservedandpotentialbenefitsofcloudcomputingoutsourcingwiththesupervisoryconcernsthatitsgrowthraises,particularlyfromtheperspectiveofEMDEsupervisors.Itdiscussestheregulatoryandsupervisoryresponsesandhighlightsnextstepsforsupervisors.  Publisher: TorontoCentre    Releasedate: Nov2020     Type: TCNotes Topics: Operationalrisk Sectors: Banking,Insurance,Microfinance,Microinsurance,Pensions,Securities EffectivePracticesforCyberIncidentResponseandRecovery:FinalReport FSBtoolkitofeffectivepractices FinancialStabilityBoardtoolkitofeffectivepracticesaimstoassistorganizationsintheircyberincidentresponseandrecoveryactivities.Toolkitincludes49practicesforeffectivecyberincidentresponseandrecoveryacrosssevencomponents:i)governance;ii)planningandpreparation;iii)analysis;iv)mitigation;v)restorationandrecovery;vi)coordinationandcommunication;andvii)improvement.  Publisher: GlobalStandard-SettingBodies    Releasedate: Oct2020     Type: Consultative,discussionandissuespaper Topics: Operationalrisk Sectors: Banking,Insurance,Pensions,Securities TheUseofSupervisoryandRegulatoryTechnologybyAuthoritiesandRegulatedInstitutions FSBreportonuseofRegTechandSupTechbyFSBmembersandrelatedinstitutions FinancialStabilityBoardreportfindsthattechnologyandinnovationaretransformingtheglobalfinanciallandscape,presentingopportunities,risksandchallengesforregulatedinstitutionsandauthoritiesalike.Thereportincludes28casestudiesgivingpracticalexamplesofhowSupTechandRegTechtoolsarebeingused.  Publisher: GlobalStandard-SettingBodies    Releasedate: Oct2020     Type: Consultative,discussionandissuespaper Topics: Operationalrisk Display# 5 10 15 20 25 30 50 100 Page1of10Total:96 Start Prev 1 2 3 4 5 6 7 8 9 10 Next End Youarehere:  Home Operationalrisk BrowsebyCategory TCNotes Sector Topic Country ResourceType YearReleased PublisherType ClearSearch       ContactUs